Cambridge AS & A Level9701

Aldehydes and ketones

Chemistry 9701 Chapter Notes

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Aldehydes and ketones
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1. Introduction to Aldehydes and Ketones

Aldehydes and ketones are organic compounds containing the carbonyl functional group, C=O. The key difference lies in the position of this group. In an aldehyde, the carbonyl carbon is bonded to at least one hydrogen atom, meaning the C=O group is always at the end of a carbon chain. In a ketone, the carbonyl carbon is bonded to two other carbon atoms, so the C=O group is within a carbon chain. The C=O bond is polar (Cδ+ and Oδ−), which is the source of their reactivity. To name aldehydes, replace the '-e' from the parent alkane with '-al' (e.g., propane becomes propanal). For ketones, replace '-e' with '-one' and use a number to indicate the position of the C=O group if the chain is longer than four carbons (e.g., pentan-2-one).

Aldehyde general structure: R-CHO (where R can be H or an alkyl group)

Ketone general structure: R-CO-R' (where R and R' are alkyl groups)

Key term

Carbonyl Group: A functional group consisting of a carbon atom double-bonded to an oxygen atom (C=O).

Common pitfall

Forgetting to include a number for the position of the carbonyl group in ketones with five or more carbons, or numbering from the wrong end of the chain.

Fun fact

Cinnamaldehyde is the aldehyde that gives cinnamon its characteristic flavour and aroma, while acetone (propanone) is a common solvent found in nail polish remover.

Worked example 12 marks

Name the following compound and state whether it is an aldehyde or a ketone: CH₃CH₂COCH₂CH₃

  1. 1

    Step 1: Identify the functional group. The compound contains a C=O group bonded to two other carbon atoms. Therefore, it is a ketone.

  2. 2

    Step 2: Find the longest carbon chain containing the carbonyl group. The chain has 5 carbon atoms, so the parent name is 'pentan'.

  3. 3

    Step 3: Number the carbon chain to give the carbonyl carbon the lowest possible number. Numbering from either left or right gives the carbonyl carbon position 3.

  4. 4

    Step 4: Combine the parts to form the name. The name is pentan-3-one.

Recap

  • Aldehydes and ketones both contain the C=O carbonyl group.
  • In aldehydes, the carbonyl group is at the end of a carbon chain (R-CHO).
  • In ketones, the carbonyl group is within a carbon chain (R-CO-R').
  • Aldehydes are named with the suffix '-al'.
  • Ketones are named with the suffix '-one', often requiring a number to locate the C=O group.

Quick check

  1. Draw the skeletal formula for butanal.1 mark
  2. What is the molecular formula for propanone?1 mark

2. Formation of Aldehydes and Ketones

Aldehydes and ketones are typically formed by the oxidation of alcohols. The type of alcohol determines the product. Primary alcohols are oxidised to form aldehydes. To prevent further oxidation to a carboxylic acid, the aldehyde must be distilled off as it forms. This works because the aldehyde has a lower boiling point than the alcohol (due to lack of hydrogen bonding). Secondary alcohols are oxidised to form ketones. Since ketones are resistant to further oxidation, the reaction can be carried out under reflux to ensure a high yield. The standard oxidising agent for these reactions is acidified potassium dichromate(VI) (K₂Cr₂O₇/H₂SO₄), which turns from orange (Cr₂O₇²⁻) to green (Cr³⁺) as the reaction proceeds.

Primary alcohol + [O] → Aldehyde + H₂O (Conditions: gentle heat, distill immediately)

Secondary alcohol + [O] → Ketone + H₂O (Conditions: heat under reflux)

Example: CH₃CH₂OH + [O] → CH₃CHO + H₂O

Example: CH₃CH(OH)CH₃ + [O] → CH₃COCH₃ + H₂O

Key term

Oxidation: A reaction involving the loss of electrons, an increase in oxidation state, a gain of oxygen, or a loss of hydrogen.

Examiner insight

Marks are frequently awarded for correctly stating the specific reaction conditions: 'distil immediately' for making an aldehyde, and 'heat under reflux' for making a ketone.

Worked example 13 marks

Butan-2-ol is heated under reflux with excess acidified potassium dichromate(VI). Identify the organic product and write a balanced equation for the reaction, using [O] to represent the oxidising agent.

  1. 1

    Step 1: Identify the type of alcohol. Butan-2-ol is a secondary alcohol because the -OH group is attached to a carbon atom that is bonded to two other carbon atoms.

  2. 2

    Step 2: Determine the oxidation product of a secondary alcohol. Oxidation of a secondary alcohol produces a ketone.

  3. 3

    Step 3: Name the specific ketone formed. The oxidation of butan-2-ol will form butanone.

  4. 4

    Step 4: Write the balanced equation. The alcohol loses two hydrogen atoms (one from the -OH group, one from the adjacent carbon) to form the ketone and a molecule of water. Equation: CH₃CH(OH)CH₂CH₃ + [O] → CH₃COCH₂CH₃ + H₂O.

Recap

  • Oxidation of a primary alcohol forms an aldehyde.
  • To isolate an aldehyde, the product must be distilled off during the reaction.
  • Oxidation of a secondary alcohol forms a ketone.
  • Ketones can be formed by heating the alcohol under reflux with the oxidising agent.
  • A common oxidising agent is acidified potassium dichromate(VI), which turns from orange to green.

Quick check

  1. What conditions are needed to oxidise ethanol to ethanal?2 marks
  2. What organic product is formed when propan-2-ol is oxidised?1 mark

3. Reduction of Aldehydes and Ketones

Reduction of carbonyl compounds is the reverse of the oxidation of alcohols. Aldehydes are reduced to form primary alcohols, and ketones are reduced to form secondary alcohols. This is a form of addition reaction where two hydrogen atoms are added across the C=O double bond. The reaction requires a reducing agent. Two common reducing agents used in the lab are sodium borohydride (NaBH₄) and lithium aluminium hydride (LiAlH₄). NaBH₄ is safer and can be used in aqueous or alcoholic solution. LiAlH₄ is a much more powerful reducing agent and reacts violently with water, so it must be used in a dry, non-reactive solvent like dry ether.

Aldehyde + 2[H] → Primary alcohol

Ketone + 2[H] → Secondary alcohol

Example: CH₃CHO + 2[H] → CH₃CH₂OH

Example: CH₃COCH₃ + 2[H] → CH₃CH(OH)CH₃

Key term

Reducing Agent: A substance that donates electrons in a redox reaction, causing another substance to be reduced while it is itself oxidised.

Common pitfall

Confusing which carbonyl produces which type of alcohol. Remember: Aldehyde → Primary Alcohol, Ketone → Secondary Alcohol.

Worked example 12 marks

Write an equation for the reduction of propanal using NaBH₄ as the reducing agent. Name the organic product.

  1. 1

    Step 1: Identify the starting material and product type. Propanal is an aldehyde. Reduction of an aldehyde produces a primary alcohol.

  2. 2

    Step 2: Determine the specific product. The reduction of propanal (a 3-carbon aldehyde) will produce propan-1-ol (a 3-carbon primary alcohol).

  3. 3

    Step 3: Write the equation. We can represent the reduction process using [H] to simplify the equation, as the stoichiometry with NaBH₄ is complex. Equation: CH₃CH₂CHO + 2[H] → CH₃CH₂CH₂OH.

  4. 4

    Step 4: State the name of the product. The product is propan-1-ol.

Recap

  • Reduction of an aldehyde yields a primary alcohol.
  • Reduction of a ketone yields a secondary alcohol.
  • Common reducing agents are sodium borohydride (NaBH₄) and lithium aluminium hydride (LiAlH₄).
  • NaBH₄ is used in aqueous solution.
  • LiAlH₄ is a more powerful reducing agent and must be used in dry ether.

Quick check

  1. What type of alcohol is formed when butanone is reduced?1 mark
  2. What safety precaution is essential when using LiAlH₄?1 mark

4. Nucleophilic Addition with Hydrogen Cyanide

The polar Cδ+=Oδ− bond in carbonyls allows them to undergo nucleophilic addition. The carbon atom is electron-deficient and is attacked by nucleophiles. A good example is the reaction with hydrogen cyanide (HCN). The cyanide ion, :CN⁻, acts as the nucleophile, attacking the δ+ carbon atom and breaking the C=O π-bond. This forms a negatively charged intermediate, which is then protonated by H⁺ to form a 2-hydroxynitrile. Because liquid HCN is extremely toxic and volatile, the reaction is usually carried out in situ by mixing sodium or potassium cyanide (NaCN or KCN) with a dilute acid (e.g., H₂SO₄). This reaction is important in synthesis as it increases the length of the carbon chain by one carbon.

R-CO-R' + HCN → R-C(OH)(CN)-R'

Mechanism Step 1: CN⁻ attacks the carbonyl carbon: R-CO-R' + CN⁻ → R-C(O⁻)(CN)-R'

Mechanism Step 2: Protonation of the intermediate: R-C(O⁻)(CN)-R' + H⁺ → R-C(OH)(CN)-R'

Key term

Nucleophile: An electron-pair donor; a species that is attracted to electron-deficient centres.

Examiner insight

For mechanism questions, marks are awarded for correct dipoles, all necessary curly arrows showing electron movement, and the structures of any intermediates.

Fun fact

The reaction to form hydroxynitriles is a key step in the Kiliani–Fischer synthesis, a method used by chemists to lengthen the carbon chain of sugars.

Worked example 14 marks

Draw the mechanism for the nucleophilic addition of hydrogen cyanide to ethanal, CH₃CHO.

  1. 1

    Step 1: Draw the ethanal molecule and the cyanide nucleophile (:CN⁻). Show the polarity of the C=O bond with δ+ on the carbon and δ− on the oxygen.

  2. 2

    Step 2: Draw a curly arrow from the lone pair on the carbon of the :CN⁻ ion to the δ+ carbon atom of the ethanal molecule.

  3. 3

    Step 3: Draw a second curly arrow from the C=O double bond onto the oxygen atom. This shows the π-bond breaking.

  4. 4

    Step 4: Draw the resulting intermediate, which is CH₃CH(O⁻)CN.

  5. 5

    Step 5: Draw a final curly arrow from the lone pair on the negative oxygen atom of the intermediate to a H⁺ ion (or a H-CN molecule) to show the final protonation step. The product is 2-hydroxypropanenitrile, CH₃CH(OH)CN.

Recap

  • Carbonyls undergo nucleophilic addition due to the polar C=O bond.
  • The cyanide ion, CN⁻, acts as a nucleophile, attacking the δ+ carbon.
  • The reaction proceeds via a two-step mechanism: nucleophilic attack followed by protonation.
  • The product of the reaction is a 2-hydroxynitrile.
  • The reaction increases the carbon chain length by one.
  • HCN is generated in situ from KCN/NaCN and dilute acid for safety.

Quick check

  1. What is the name of the product when propanone reacts with HCN?1 mark
  2. Why is the carbonyl carbon susceptible to attack by nucleophiles?1 mark

5. Identifying the Carbonyl Group

A simple chemical test can confirm the presence of a carbonyl group in a compound. The reagent used is 2,4-dinitrophenylhydrazine, often abbreviated as 2,4-DNPH or called Brady's reagent. When a few drops of 2,4-DNPH solution are added to a sample containing an aldehyde or a ketone, a bright orange or yellow precipitate is formed. This precipitate is a 2,4-dinitrophenylhydrazone derivative. This is a positive test for the carbonyl group. Alcohols, carboxylic acids, and esters do not give this result. The test is very reliable. Furthermore, the solid precipitate can be filtered, purified by recrystallisation, and its melting point determined. By comparing this melting point to a database of known values, the specific identity of the original aldehyde or ketone can be determined.

General Reaction: R₂C=O + C₆H₃(NO₂)₂NHNH₂ → R₂C=NNHC₆H₃(NO₂)₂ + H₂O

Key term

Derivative: A compound that is formed from a similar compound by a chemical reaction, often used for identification purposes.

Worked example 13 marks

An unknown liquid, compound Y, is suspected to be either pentan-3-one or pentan-2-ol. Describe a simple chemical test to confirm if Y contains a carbonyl group, stating the expected result for a positive test.

  1. 1

    Step 1: Identify the appropriate reagent. To test for a carbonyl group, use 2,4-dinitrophenylhydrazine (2,4-DNPH) reagent.

  2. 2

    Step 2: Describe the procedure. Add a few drops of 2,4-DNPH solution to a small sample of the unknown liquid Y in a test tube and shake.

  3. 3

    Step 3: State the positive result. If Y is pentan-3-one (a ketone), a bright orange/yellow precipitate will form.

  4. 4

    Step 4: State the negative result. If Y is pentan-2-ol (an alcohol), there will be no reaction and no precipitate will form.

Recap

  • 2,4-dinitrophenylhydrazine (2,4-DNPH) is used to test for the carbonyl (C=O) group.
  • A positive test with 2,4-DNPH gives a bright orange or yellow precipitate.
  • Both aldehydes and ketones give a positive test with 2,4-DNPH.
  • The solid derivative formed can be purified and its melting point used to identify the specific carbonyl compound.

Quick check

  1. What is the common name for the reagent used to test for a carbonyl group?1 mark
  2. Would ethanoic acid give a positive test with 2,4-DNPH? Explain why or why not.2 marks

6. Telling Aldehydes and Ketones Apart

Once you've confirmed a carbonyl group is present using 2,4-DNPH, you can distinguish between an aldehyde and a ketone using mild oxidising agents. Aldehydes are easily oxidised to carboxylic acids, whereas ketones are resistant to oxidation.

  1. Tollens' Reagent: This is a solution of ammoniacal silver nitrate, containing the [Ag(NH₃)₂]⁺ complex ion. When warmed with an aldehyde, the aldehyde is oxidised, and the Ag⁺ ions are reduced to metallic silver, forming a beautiful 'silver mirror' on the inside of the test tube. Ketones do not react, so the solution remains colourless.
  1. Fehling's Solution: This is an alkaline solution containing copper(II) ions complexed with tartrate ions, which is deep blue. When warmed with an aldehyde, the aldehyde is oxidised, and the blue Cu²⁺ ions are reduced to form a brick-red precipitate of copper(I) oxide (Cu₂O). Ketones do not react, so the solution remains blue.

Tollens' Test: RCHO(aq) + 2[Ag(NH₃)₂]⁺(aq) + 3OH⁻(aq) → RCOO⁻(aq) + 2Ag(s) + 4NH₃(aq) + 2H₂O(l)

Fehling's Test: RCHO(aq) + 2Cu²⁺(aq) + 5OH⁻(aq) → RCOO⁻(aq) + Cu₂O(s) + 3H₂O(l)

Key term

Redox Reaction: A chemical reaction in which the oxidation states of atoms are changed through the transfer of electrons.

Examiner insight

When describing observations for a negative test, it is crucial to state 'no change' or 'remains colourless/blue'. Simply saying 'nothing happens' is not specific enough for full marks.

Worked example 13 marks

A student has two unlabelled test tubes, one containing propanal and one containing propanone. Describe how the student could use Fehling's solution to identify which test tube contains the aldehyde.

  1. 1

    Step 1: State the procedure. Add a few cm³ of Fehling's solution to a sample from each test tube. Warm the mixtures gently in a water bath for a few minutes.

  2. 2

    Step 2: Describe the expected positive result. The test tube containing propanal (the aldehyde) will show a colour change from blue to a brick-red precipitate (of copper(I) oxide).

  3. 3

    Step 3: Describe the expected negative result. The test tube containing propanone (the ketone) will show no change; the solution will remain blue.

Recap

  • Aldehydes can be distinguished from ketones because aldehydes are easily oxidised.
  • With Tollens' reagent, aldehydes form a silver mirror upon warming.
  • With Fehling's solution, aldehydes form a brick-red precipitate (Cu₂O) upon warming.
  • Ketones give no reaction (no change) with either Tollens' reagent or Fehling's solution.

Quick check

  1. What is the chemical formula for the silver mirror formed in a positive Tollens' test?1 mark
  2. What is the oxidation state of copper in the brick-red precipitate from a positive Fehling's test?1 mark

7. The Tri-iodomethane (Iodoform) Test

The tri-iodomethane (or iodoform) test is a specific chemical test used to identify the presence of certain structural features in a molecule. It gives a positive result for any compound containing a methyl ketone group (CH₃-C=O) or a structure that can be oxidised to a methyl ketone under the reaction conditions. This includes ethanol (CH₃CH₂OH) and secondary alcohols with the structure CH₃CH(OH)-R. The reagents are alkaline aqueous iodine (iodine dissolved in sodium hydroxide solution). When a compound gives a positive test, a pale yellow precipitate of tri-iodomethane (CHI₃) is formed. This solid has a characteristic 'antiseptic' or 'hospital' smell.

General equation for methyl ketone: RCOCH₃ + 3I₂ + 4NaOH → RCOONa + CHI₃ + 3NaI + 3H₂O

General equation for secondary alcohol: RCH(OH)CH₃ + 4I₂ + 6NaOH → RCOONa + CHI₃ + 5NaI + 5H₂O

Key term

Tri-iodomethane (Iodoform): A pale yellow crystalline solid (CHI₃) with a characteristic antiseptic smell, formed as the positive result in the iodoform test.

Common pitfall

Forgetting that secondary alcohols with the structure CH₃CH(OH)R also give a positive test because the alkaline iodine first oxidises the alcohol to the corresponding methyl ketone.

Worked example 14 marks

Which of the following compounds would give a positive result in the tri-iodomethane test? A) Butan-1-ol, B) Butan-2-ol, C) Butanone, D) Butanal. Explain your answer for each.

  1. 1

    Step 1: Analyse Butan-1-ol. This is a primary alcohol, not ethanol. It does not have the CH₃CH(OH)- group. It will not give a positive test.

  2. 2

    Step 2: Analyse Butan-2-ol. The structure is CH₃CH(OH)CH₂CH₃. It contains the CH₃CH(OH)- group. It will give a positive test, forming a yellow precipitate.

  3. 3

    Step 3: Analyse Butanone. The structure is CH₃COCH₂CH₃. It contains the methyl ketone (CH₃CO-) group. It will give a positive test, forming a yellow precipitate.

  4. 4

    Step 4: Analyse Butanal. The structure is CH₃CH₂CH₂CHO. It is an aldehyde but does not contain the CH₃CO- group. It will not give a positive test.

Recap

  • The iodoform test detects the CH₃CO- group or the CH₃CH(OH)- group.
  • The reagents are iodine and sodium hydroxide solution.
  • A positive result is a pale yellow precipitate of tri-iodomethane (CHI₃).
  • Ethanol, all methyl ketones, and all secondary alcohols with a methyl group on carbon-2 give a positive test.
  • Ethanal is the only aldehyde that gives a positive test.

Quick check

  1. Would pentan-3-one give a positive iodoform test? Why?2 marks
  2. What is the common name for the CHI₃ precipitate?1 mark

8. Analysing Carbonyls with Infrared Spectroscopy

Infrared (IR) spectroscopy is an analytical technique used to identify functional groups in a molecule. When a molecule is exposed to IR radiation, its bonds vibrate by stretching and bending at specific frequencies. The frequencies that are absorbed are recorded on a spectrum. The carbonyl group (C=O) has a very strong, sharp absorption band in a characteristic region of the IR spectrum, between 1680–1750 cm⁻¹. This makes it one of the easiest functional groups to identify. While the C=O peak confirms a carbonyl, other peaks can help distinguish between aldehydes and ketones. Aldehydes show two weak but distinct C-H stretching absorptions around 2720–2820 cm⁻¹ and 2820–2920 cm⁻¹, which are absent in ketones. A very broad absorption from 2500-3300 cm⁻¹ would indicate an O-H group in a carboxylic acid, which also contains a C=O group.

C=O stretch (aldehydes, ketones): 1680–1750 cm⁻¹ (strong, sharp)

C-H stretch (aldehyde only): ~2720–2820 cm⁻¹ (weak)

O-H stretch (alcohols, phenols): ~3200–3600 cm⁻¹ (broad)

O-H stretch (carboxylic acids): ~2500–3300 cm⁻¹ (very broad)

Key term

Wavenumber: The unit used in IR spectroscopy to measure the frequency of absorbed radiation, expressed in reciprocal centimetres (cm⁻¹).

Examiner insight

When interpreting spectra, always quote the wavenumber values or ranges from the data sheet and describe the appearance of the absorption (e.g., 'strong and sharp' for C=O, 'broad' for O-H).

Worked example 13 marks

An IR spectrum of an unknown compound shows a strong, sharp peak at 1715 cm⁻¹ and no significant broad peak in the 3200-3600 cm⁻¹ region. What can you deduce about the functional groups present in the compound?

  1. 1

    Step 1: Analyse the peak at 1715 cm⁻¹. A strong, sharp absorption in the 1680–1750 cm⁻¹ range is characteristic of a carbonyl (C=O) group.

  2. 2

    Step 2: Analyse the absence of other peaks. The absence of a broad peak in the 3200-3600 cm⁻¹ region indicates that there is no alcohol (-OH) group present.

  3. 3

    Step 3: Conclude the identity of the functional group. The compound contains a carbonyl group but not an alcohol group. It is therefore likely to be an aldehyde or a ketone.

Recap

  • IR spectroscopy identifies functional groups by their absorption of specific frequencies of IR radiation.
  • A strong, sharp absorption between 1680–1750 cm⁻¹ is characteristic of a C=O carbonyl group.
  • Aldehydes can be distinguished from ketones by a weak C-H stretch absorption around 2720–2820 cm⁻¹.
  • The absence of a broad O-H absorption helps to rule out alcohols and carboxylic acids.

Quick check

  1. Where on an IR spectrum would you look for evidence of a ketone?1 mark
  2. A spectrum has a strong peak at 1720 cm⁻¹ and a very broad peak from 2500-3300 cm⁻¹. What functional groups are present?2 marks

End-of-chapter exercise

Test yourself on the whole chapter. Work through these before moving on.

  1. Draw the displayed formula for pentan-2-one and propanal.2 marks
  2. Describe the observations when butanal and butanone are separately warmed with Tollens' reagent. Write an ionic equation for any reaction that occurs.4 marks
  3. A compound C has the molecular formula C₄H₈O. It gives an orange precipitate with 2,4-DNPH but does not react with Fehling's solution. Identify the structure of C.3 marks
  4. Draw the mechanism for the reaction of propanone with HCN, generated from KCN and dilute H₂SO₄.4 marks
  5. Ethanol can be converted into ethanoic acid in two steps via an intermediate, ethanal. State the reagents and conditions for each step.4 marks
  6. Which of the following compounds will give a yellow precipitate with alkaline aqueous iodine? Ethanal, propanal, propanone, butanone, pentan-3-one. Explain your reasoning.5 marks
  7. Write an equation to show the reduction of butanal using NaBH₄. Name the product and state the type of reaction.3 marks
  8. An organic compound, Z, has a strong, sharp absorption at 1705 cm⁻¹ and a broad absorption at 2500-3300 cm⁻¹ in its infrared spectrum. Z reacts with Na₂CO₃ to produce effervescence. Deduce the functional group(s) present in Z and suggest a possible structure for Z if its molecular formula is C₃H₆O₂.4 marks
  9. Devise a sequence of reactions, starting from propan-2-ol, to synthesise 2-hydroxy-2-methylpropanenitrile. You should state the reagents and conditions for each step and draw the structure of any intermediate compounds.5 marks
  10. An unknown compound Q has the formula C₅H₁₀O. Q gives a positive test with 2,4-DNPH and a positive test with alkaline aqueous iodine. Q does not react with Fehling's solution. Deduce the structure of Q and explain your reasoning.5 marks

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